总体国家安全观下数据跨境流动法律治理优化研究

On the Optimization of Legal Governance for Cross-border Data Flows under the Overall National Security Outlook

  • 摘要: 数据流动具有双重属性,既会为数据赋能社会发展的关键性作用的发挥创造条件,也会为数据安全风险的扩散留下隐患,这在数据跨境流动中尤为突出。在此基础上,数据跨境流动法律治理与总体国家安全观有着密切联系,如何实现对数据跨境流动的有效治理已然成为我国在贯彻总体国家安全观的过程中面临的重要问题。当前,我国对数据跨境流动的法律治理主要有赖于数据安全评估、标准合同与保护认证三种工具,但数据安全评估适用范围混乱会限制数据跨境流动的治理实效,治理工具间适用关系不明容易影响数据跨境流动效率,一事一议的治理规则会抬高数据跨境流动成本。鉴于此,在总体国家安全观的指导下,我国应当基于数据主权统领性立场、非核心数据自由流动常态化立场和总体国家安全底线立场,通过完善数据安全评估的适用范围、厘清各治理工具间的适用关系、建立健全数据跨境自由流动的白名单制度,对数据跨境流动实现优化治理。

     

    Abstract: Data flow has dual attributes. It not only creates conditions for the exertion of the key role of data in empowering social development, but also leaves hidden dangers for the spread of data security risks. This is particularly prominent in cross-border data flow. On this basis, the legal governance of cross-border data flows is closely related to the overall national security outlook. How to achieve effective governance of cross-border data flows has become an important issue that China faces in the process of implementing the overall national security outlook. At present, the legal governance of cross-border data flow in China mainly relies on three tools: data security assessment, standard contracts and protection certification. However, the confusing scope of application of data security assessment will limit the governance effectiveness of cross-border data flow. The unclear application relationship among governance tools will easily affect the efficiency of cross-border data flow. The governance rule of discussing each case on a case-by-case basis will increase the cost of cross-border data flow. In light of this, under the guidance of the overall national security outlook, China should, based on the leading position of data sovereignty, the position of the normalization of the free flow of non-core data, and the position of the overall national security bottom line, improve the scope of application of data security assessment, clarify the application relationships among various governance tools, and establish and improve the white list system for the free cross-border flow of data. Realize the optimized governance of cross-border data flow.

     

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