大模型数据训练的后端补偿机制

Downstream Compensation Mechanisms for LLM Data Training

  • 摘要: 生成式人工智能技术在赋能创作者的同时,也在作品市场形成劳动替代。基于著作财产权的宪法保障,著作权人虽负有社会义务,但不应独自承担为公共利益牺牲经济权益的后果,强制许可并给予补偿的方案更为合宜。建立补偿机制亦有助于激励人类创作、维系表达市场多元,并保障训练数据的可持续供给。然而,以法定许可为核心的前端补偿机制面临高昂的交易成本与分配困难,且其价值转移方式难以惠及真正遭受冲击的创作者。借鉴版权法中基于税收的收益调节、基于硬件的补偿金,以及基于版税分成的“以工代赈”三种后端补偿机制,可考虑渐进构建数据训练的后端补偿体系:在近期,引导集体管理组织与主要人工智能服务提供者达成利润分成协议,以项目资助和技能培训等形式扶持受到冲击的创作者;在中长期,可考虑设立专门税种,由监管机构根据不同服务类型设定税率,为创作生态提供稳定的资金来源;在远期,补充引入硬件补偿金,以覆盖企业内部部署等利润征收方案难以触及的场景。

     

    Abstract: Generative AI technology empowers creators, yet simultaneously displaces labor in the market for creative works. Grounded in the constitutional protection of economic rights in copyright, rightholders do bear social obligations, but should not be made to shoulder alone the sacrifice of their economic interests for the public good; a compulsory license coupled with compensation presents a more fitting solution. Establishing a compensation mechanism also serves to incentivize human creation, sustain diversity in the marketplace of expression, and secure a sustainable supply of training data. The upstream compensation model centered on statutory licensing, however, confronts prohibitive transaction costs and distributional difficulties, and its mode of value transfer struggles to reach the creators who are genuinely affected. Drawing on three downstream compensation mechanisms found in copyright law—revenue adjustment through taxation, hardware-based levies, and royalty-sharing arrangements akin to "work-relief" programs—a progressive downstream compensation framework for data training may be envisioned: in the near term, collective management organizations could be guided to negotiate profit-sharing agreements with major AI service providers, channeling support to affected creators through project grants and skills training; in the medium to long term, a dedicated tax could be introduced, with regulators setting differentiated rates according to service type so as to furnish a stable funding source for the creative ecosystem; in the longer run, a supplementary hardware levy could be adopted to cover scenarios that profit-based exaction schemes find difficult to reach, such as on-premises enterprise deployment.

     

/

返回文章
返回